Jeremy dives into how to prepare for an advisor transition as well as what to expect as you move forward with the process. Great informtion Jeremy!
News
What to do with a Regulatory Event
This week Jeremy dives into the details when considering advisory pricing from a prospective broker dealer offering. The factors involved are many, so listen closely. Thanks Jeremy!
Navigating the Regulatory Environment
Jeremy dives into some of the dangers and warning signs when working through regulatory challenges. Great new topic!
The Official Transition Day
The crucial day has arrived! Jeremy explains what occurs on affiliation day and offers great advice on how to navigate this important period in your transition. Great stuff!
Let the Transition Begin!
Jeremy offers solid advice on beginning the transition process and how advisors can better prepare themselves for their move. Great information Jeremy… THANKS!!
Continuing the Due Diligence Process
Jeremy dives into how to prepare for an advisor transition as well as what to expect as you move forward with the process. Great informtion Jeremy!
What Sets Us Apart?
Recently, I had a phone conversation that was a prime example of what sets Trusted Visions apart from many other 3rd party recruiting firms. We had a conference call with an OSJ and a prospect that had already been introduced to the OSJ’s broker-dealer. When talking…
Doing Your Research
Let’s be honest, exploring your broker-dealer options can be a full-time job in itself, not to mention running the successful practice you have built. I am not saying this for the benefit of Trusted Visions or any other 3rd party recruiting company, but you should…
Broker-Dealer Misconceptions
I have heard a lot throughout my career that financial advisors are afraid to make a broker-dealer change out of fear of losing clients. This is an area that I feel strongly about. Mainly, because a client is not with you because of the broker-dealer you are…
Ownership Structure of the Broker-Dealer
In today’s environment in the financial services’ space, we have seen the greatest consolidation in the industry and this will only continue. Costs are going up, regulatory issues continue to surface and technology costs are also rising. To remain competitive, many…
